Defined Contribution

ProductsOctober 20, 2016 Now Includes DOL Rule Information

“It is critically important for advisers and sponsors who are affected by the new rule to have a comprehensive, practical, and accessible resource for dealing with the opportunities and challenges it creates,” says attorney Charles G. Humphrey.

ComplianceOctober 18, 2016

Deutsche Bank 401(k) Self-Dealing Suit Moves Forward

A federal judge found that allegations regarding the assessment of excessive fees from which defendants stood to gain are sufficient to support the inference that the process used to select and maintain the plan’s investment options was “tainted by failure of effort, competence, or loyalty.”

ComplianceOctober 14, 2016

IRS Releases Information About Compliance Projects

In two completed projects, the IRS found some 403(b) plans are making W-2 reporting errors, and some retirement plans were not properly vesting participants during a partial termination. The IRS is focusing on SIMPLE IRA plan eligibility.