ComplianceOctober 18, 2016

Deutsche Bank 401(k) Self-Dealing Suit Moves Forward

A federal judge found that allegations regarding the assessment of excessive fees from which defendants stood to gain are sufficient to support the inference that the process used to select and maintain the plan’s investment options was “tainted by failure of effort, competence, or loyalty.”

Deals and PeopleOctober 14, 2016

Retirement Industry People Moves

AXA appoints divisional VP for tax-exempt retirement plan market; Integrated Retirement partners with Advaney Associates on participant communications; Connecticut Treasurer appoints new deputy CIO for Connecticut Retirement Plans and Trust Funds; and more.