Regulations

ComplianceJanuary 27, 2017

DOL Fiduciary Reform Effort Losing Steam

Advisers and service providers to defined contribution plans have spent millions of dollars pushing toward compliance with conflict of interest reforms that are now expected to be halted by the new administration. 

ComplianceJanuary 23, 2017

Peering Through the Fiduciary Rule Uncertainty

A direct order from President Trump regarding the fiduciary rule could be forthcoming imminently, and that is likely what it would take for the fiduciary rulemaking to truly be paused or killed outright at DOL.

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