Compliance

February 23, 2017

Lehman Stock Drop Suit Passed Over By Supreme Court

The high court will not offer another review to the long-running case, letting stand a lower court ruling that effectively rejected plaintiffs' arguments that fiduciary breaches had occurred. 

February 17, 2017

T. Rowe Price Latest Target of Self-Dealing Lawsuit

A lawsuit accuses T. Rowe Price and its affiliates of not only offering just proprietary funds in the company’s 401(k) plan, but only offering the highest-priced versions of those funds.

February 15, 2017

DOL Secretary Nominee Backs Down

With his Senate confirmation hearing set to kick off tomorrow, DOL Secretary nominee Andrew Puzder has withdrawn himself from consideration.

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