September 21, 2005 (PLANSPONSOR.com) - Legg Mason Wood Walker has reached a settlement for charges that it processed mutual fund orders after regular trading hours.
August 9, 2006 (PLANSPONSOR.com) - A New York cable TV operator announced it is reviewing its stock option program and delaying the release of its second-quarter earnings.
August 9, 2006 (PLANSPONSOR.com) - A study from independent executive compensation consultants Steven Hall & Partners found median total compensation for directors of the largest US companies in...
August 9, 2006 (PLANSPONSOR.com) - Three former executives of Comverse Technology Inc., a publicly-held computer software company, were charged on Wednesday with orchestrating a long-running scheme to manipulate...
August 9, 2006 (PLANSPONSOR.com) - San Diego officials flouted the law when they approved pension agreements that allowed withholding full contributions to the city's pension plan and made...
August 9, 2006 (PLANSPONSOR.com) - A Canadian retirement investor has hit the Bank of Montreal with a lawsuit claiming he was charged unnecessary fees to cover currency conversions.
July 21, 2005 (PLANSPONSOR.com) - AccountingWEB.com reports that, although companies are now required to include costs for stock options in their company earnings data, some Wall Street analysts...
July 21, 2005 (PLANSPONSOR.com) - Thomas Page, a trustee for the San Diego City Employees' Retirement System has resigned, citing personal reasons "exacerbated by the unsupportive political/legal environment"...
July 21, 2005 (PLANSPONSOR.com) - The National Investor Relations Institute has released its 2005 biannual survey assessing the responsibilities and compensation for investor relations practitioners and counselors.
July 21, 2005 (PLANSPONSOR.com) - A new survey of technology firms has found that more than half (53%) of the responding companies are using a mix of alternate...
June 9, 2006 (PLANSPONSOR.com) - Officials from the New Hampshire Bureau of Securities Regulation have requested that ING Financial Advisors hand over e-mails and other internal reports, accusing...
June 9, 2006 (PLANSPONSOR.com) - Instead of continuing in a lawsuit with other shareholders against UnitedHealth Group, Inc., Minnesota Attorney General Mike Hatch wrote a letter to the...
June 9, 2006 (PLANSPONSOR.com) - Michael's Stores announced in a filing that the audit committee of its board of directors has initiated a review of its past stock-option...
June 9, 2006 (PLANSPONSOR.com) - The California Public Employees Retirement System (CalPERS) has sent a letter to 25 companies asking them to respond to questions about media allegations...
June 21, 2005 (PLANSPONSOR.com) - Pension fund TIAA-CREF has decided to use specific criteria for voting shares held in its $7 billion Social Choice Account.
June 21, 2005 (PLANSPONSOR.com) - San Diego City Attorney Mike Aguirre has instructed City Auditor John Torell to stop payments on improved benefits granted to city employees and...
June 9, 2006 (PLANSPONSOR.com) - San Diego resolved a pension lawsuit in a multi-million dollar settlement, but the $1.5 billion debt-ridden retirement system still faces 11 more suits.
April 21, 2005 (PLANSPONSOR.com) - In a sign that consolidation is continuing in the retirement plan recordkeeping space, Merrill Lynch on Thursday announced that it has agreed to...
April 21, 2005 (PLANSPONSOR.com) - Fiserv Securities has agreed to pay $15 million to the Securities and Exchange Commission (SEC) to settle charges of improper mutual fund trading.