Compliance

Compliance |

U.K. Regulators Limit Soft Dollar Payments

May 7, 2004 (PLANSPONSOR.com) - Following the lead of a similar ongoing debate among U.S. regulators and lawmakers, Britain's financial regulator on Friday limited soft dollar commission payments...
Compliance |

DoL Pulls In Outside Fiduciary for MEWA

May 6, 2004 (PLANSPONSOR.com) - An outside fiduciary will be appointed to run a California union benefit fund, which authorities say spent millions of dollars of fund assets...
Compliance |

Boeing Discrimination Suit Advances

May 29, 2002 (PLANSPONSOR.com) - The Boeing Company could be out tens of millions of dollars if a group of Asian American employees wins its discrimination suit against...
Compliance |

Catching Up on EGTRRA Conformity

May 29, 2002 (PLANSPONSOR.com) - It's been almost a year since President Bush passed the Economic Growth and Tax Relief Reconciliation Act (EGTRRA) of 2001, but several states...
Compliance |

Bush Backs Mental Insurance Parity

April 29, 2002 (PLANSPONSOR.com) - President Bush has urged Congress to force health insurers to provide the same level of coverage for mentally ill Americans as they do...
Compliance |

Hedge Fund "Finders" Have to Register

May 4, 2004 (PLANSPONSOR.com) - Investment management lawyers are warning hedge fund investment marketers - known as finders - they have to register with the U.S. Securities and...
Compliance |

Senate Okays Gregg Overtime Amendment

May 4, 2004 (PLANSPONSOR.com) - The U.S. Senate on Tuesday approved an amendment to a Bush administration proposal guaranteeing that the government keeps workers in about 55 professions,...
Compliance |

TN Resident Subject to NY Tax

May 3, 2004 (PLANSPONSOR.com) - A telecommuting Tennessee resident employed by a New York firm must pay income tax on 100% of his earnings.