Compliance

Compliance |

SEC Rethinking Hard Close Proposal

March 10, 2004 (PLANSPONSOR.com) - The US Securities and Exchange Commission (SEC) is considering alternatives to the agency's proposed 4 p.m. "hard close" rule aimed at ending illegal...
Compliance |

Deferred Comp Forfeiture Not a "Rebate"

September 27, 2002 (PLANSPONSOR.com) - A company which forfeited an unvested worker's stock purchase plan account didn't violate a Washington state law prohibiting employers from taking a "rebate"...
Compliance |

Albertson's To Cover Birth Control

March 9, 2004 (PLANSPONSOR.com) - Albertson's grocery store chain must provide contraceptive coverage for all women as part of the chain's prescription drug employee health benefit.
Compliance |

Judge Oks Capital Consultants Deal

June 27, 2002 (PLANSPONSOR.com) - The legal battle to recover the millions of dollars lost by mostly union pension and benefit funds through alleged fraud by Capital Consultants,...
Compliance |

PBGC Opens up 2001 Data Book

June 27, 2002 (PLANSPONSOR.com) - At a time when the nation's pension insurer is being asked to step in in a growing number of situations, the Pension Benefit...
Compliance |

SEC Examines Fund Surveillance

March 5, 2004 (PLANSPONSOR.com) - US Securities and Exchange Commission (SEC) Chairman William Donaldson is looking at changing up the way the $7 trillion mutual fund industry is...