Compliance | February 4th, 2025 Study Finds Fiduciary ‘Red Flags’ Are Widespread for Corporate Plans Abernathy Daley 401k Consultants' 5500 review finds that most corporate retirement plans have regulatory or fiduciary violations.
Benefits | June 8th, 2024 PSNC 2024: Essential QDIA Considerations Plan sponsors may need additional time and processes to consider qualified default investment alternatives, as various TDFs, managed accounts and...
Compliance | August 9th, 2023 EBSA Announces Additional Fiduciary Compliance Seminars The upcoming seminars will be held in Fort Wayne, Indiana, and Omaha, Nebraska.
Compliance | April 5th, 2023 Judge Denies Kimberly-Clark Corp.’s Motion to Dismiss A retirement plan lawsuit in federal court in Texas will advance against the manufacturer of paper products.
Compliance | March 8th, 2023 Upcoming EBSA Webinars Will Detail Fiduciary Duties Three EBSA webinars this month will explain the basics of ERISA fiduciary duties for retirement and health plans.
Compliance | June 15th, 2021 Benefit Plan Fiduciaries and Service Providers Anticipating New Litigation Risks Experts say COVID-19 could open the door to new a new category of ERISA lawsuits.
Compliance | June 11th, 2021 Rush of Litigation Against Retirement Plans Expected to Continue One insurer says the more than $1 billion in settlements thus far could make fiduciary insurance a thing of the...
Investing | April 27th, 2021 Balancing Fiduciary Duty With ESG Demand As desire for sustainable investments increases, retirement plan sponsors are still cautious about offering ESG funds while regulatory guidance is...
Compliance | April 9th, 2021 Interpreting Prudence and Loyalty Under ERISA ERISA attorneys explain the meaning behind both terms and what plan fiduciaries can do to meet the requirements.
Opinions | November 4th, 2020 Barry’s Pickings: An Opportunity for the Court to Bring Clarity on ERISA Fiduciary Rules Michael Barry, president of O3 Plan Advisory Services LLC, argues that the U.S. Supreme Court, now has an opportunity to...
Compliance | September 21st, 2020 AutoZone ERISA Challenge Drives Ahead The fiduciary breach lawsuit, which has now cleared the motion to dismiss stage, does not name Prudential as a defendant,...
Opinions | October 22nd, 2019 Cassell v. Vanderbilt University: Nonmonetary Remedies Sometimes, with retirement plan litigation settlements, the most telling detail and the true value to participants is in the nonmonetary...
Compliance | June 21st, 2019 What to Look for When Monitoring Retirement Plan Advisers Plan sponsors have a duty to monitor retirement plan advisers, but may be forgetting to request or research certain information.
Opinions | May 7th, 2019 Focus on Procedure Can Help Protect Against Fiduciary Errors Neal J. Shikes, The Trusted Fiduciary, and Andrew L. Oringer, Dechert LLP, discuss how establishing and documenting prudent methodologies to...
Administration | June 20th, 2018 PSNC 2018: Developments in Participant Advice From the recent fiduciary rule hold to modern, advanced technology, panelists examine how participant advice has widely grown in the...
Compliance | June 13th, 2018 Fiduciary Responsibilities for DC Plan Loans The DOL views them as plan investments.