AI Tapped to Mine Form 5500s, Leverage Chatbots for Retirement
Newfront, a tech-focused advisory firm, recently brought its AI-driven benefit solutions to Congress and will be using AI capabilities to...
Tag: Form 5500
Fidelity to Convert More Than $13B of Mutual Funds to ETFs
The Fidelity small cap enhanced index fund was included in nearly 100 defined contribution plans, according to Form 5500 filings....
ESOP Lawsuit Follows Sale to Private Equity Firm
A New Jersey-based graphite manufacturer is alleged to have failed to operate the employee stock ownership plan in the best...
Federal Judge Dismisses Complaint Against HR Company TriNet
The 2020 ERISA retirement lawsuit alleged fiduciary breaches committed by the retirement plan committee.
Benefits |
DOL Sues Profit-Sharing Retirement Plan of California Consultant
The Department of Labor alleges an environmental consultant abandoned responsibility for its profit-sharing retirement plan in the late 1990s.
Study Shows State-Built Retirement Programs Complement Private Plans
New state-facilitated initiatives may boost private sector plans, not crowd them out, a Pew analysis of federal data shows.
Is Change Coming for 403(b) Plan 5500 Filings?
Experts from Groom Law Group and CAPTRUST answer questions concerning retirement plan administration and regulations.
Form 5500 Changes for 2023
The Department of Labor has published the Form 5500 changes for this year.
California Food Processing Firm Sued for Alleged ERISA Violations
Participants of a retirement plan sponsored by Ventura Foods allege that Ventura’s mismanagement cost their retirement savings significantly.
Department of Labor Announces Form 5500 Changes
The changes to 5500 instructions are made annually.
What Responsibilities and Liabilities Come With Signing The Form 5500?
Experts from Groom Law Group and CAPTRUST answer questions concerning retirement plan administration and regulations.
Benefits |
Aon PEP Passes Assets Milestone
Aon has accumulated $1billion in plan assets and commitments since it launched the pooled employer plan.
Are Retirement Plan Sponsors Still Required to File Form 8955-SSA?
Experts from Groom Law Group and CAPTRUST answer questions concerning retirement plan administration and regulations.
PSNC 2022: Preparing for Regulatory Audits and Investigations
One key takeaway from a panel discussion about DOL and IRS audits: the occurrence of an audit does not necessarily...
Department of Labor Announces Final Form 5500 Changes
The changes to Form 5500 for defined contribution and defined benefit plans are modest.
Finalized Form 5500 Changes Add Little to Plan Sponsors’ Responsibilities
While plan sponsors will need to ensure the form contains accurate data, many of the proposed changes to the 2021...
DOL Publishes Informational Copies of 2021 Form 5500
Among other notable changes, the Form 5500 instructions have been amended to make clear that a pooled employer plan is...
New Financial Audit Rule Increases Requirements for Plan Sponsors
Plan sponsors will be required to provide much more data, as well as certifications about plan administration and governance, and...
DOL Asks for Comments on Proposed Changes to Form 5500
The agency—which says the revisions are needed to implement provisions of the SECURE Act—has also published a notice of proposed...
IRS Addresses Form 5500 Filing for Plans Adopted Retroactively
No Form 5500 is required for the plan year in which the new plan is effective, but additional filing instructions...