Compliance | October 7th, 2020 Supreme Court Refuses to Hear Lawsuit Over Prohibited Transactions Related to a GIC Whether Principal acts as a fiduciary when setting the crediting rate for its GIC goes back to a federal district...
Compliance | February 5th, 2020 Principal Back on the Hook for GIC Challenge A federal district court’s decision that Principal is not a fiduciary when it sets the crediting rate for a GIC...