Compliance | June 27th, 2023 House Democrats Say Swing Pricing Would Hurt West Coast Investors This has been a concern among Democrats for months and adds to Republicans’ already significant opposition to the proposal.
Compliance | February 15th, 2023 Retirement Industry to SEC: Kill Swing Pricing Mandate Industry groups, including ERIC, SPARK and ICI, argue that a proposed mutual fund pricing rule popular in the EU would...
Compliance | December 28th, 2022 The SEC Might Mandate Swing Pricing for Most Funds The comment period for the proposal is open until February 4 and would require a hard close, swing pricing and...