Tag: mutual fund

Collective investment trusts are overtaking mutual funds in 401(k) plans, according to new research from Cerulli; however, barriers to adoption...

Instead, they would likely adopt liquidity fees, though Chair Gensler did not say so explicitly.

Target-date-fund collective investment trusts continue to accumulate assets, finds Morningstar in its target-date strategy landscape report.  

Franklin Templeton converts mutual fund into newly listed ETF; SCG Asset Management offers equity-linked note interval fund; Voyant introduces wellness...

The SEC argues fund trustees assisted a mutual fund in dodging liquidity requirements by not acting to properly classify the...

Opponents say the proposed regulation on mutual funds would create a two-tiered system that disadvantages retail and retirement investors.

SEC Chairman Gary Gensler offered a spirited defense of the swing pricing proposal in a conversation with ICI’s Eric Pan.

Pinnacle Advisors helped a mutual fund dodge SEC liquidity requirements for at least a year, the SEC charges.

According to a Charles Schwab report, average balances across all self-directed brokerage accounts finished 19% lower than a year ago.

The firm found an advisory fee waiver in place on the PIMCO All Asset All Authority Fund was less than...

By comparison, the majority of mutual fund investing for Baby Boomers is outside of an employer-sponsored retirement plan, Investment Company...

The agency also adopted a new rule allowing fund companies to share information via the Internet.

This would replace a pending requlation that would have required the disclosure to be made on Form N-PORT on a...