Tag: open-end fund liquidity rule

Instead, they would likely adopt liquidity fees, though Chair Gensler did not say so explicitly.

The SEC argues fund trustees assisted a mutual fund in dodging liquidity requirements by not acting to properly classify the...

Pinnacle Advisors helped a mutual fund dodge SEC liquidity requirements for at least a year, the SEC charges.

If adopted, the new rule would require most open ended funds to keep at least 10% of their assets in...

However, the deadlines for creating a liquidity risk management program and to limit illiquid investments to 15% of a fund’s...