Nearly 900 Firms Register with DOL Under Amended Prohibited Transaction Rule
The list, created under the DOL’s finalized amendment to PTE 84-14, is the first to self-identify managers of ERISA-covered assets.
Tag: QPAM
DOL Finalizes QPAM Rule
Qualified professional asset managers can now be disqualified for foreign convictions and domestic non-prosecution agreements.
DOL Proposes Extending UBS, Credit Suisse QPAM Exemptions
The two Swiss financial firms are relying on exemptions granted by the DOL to keep managing retirement plan assets, when...
DOL Reopens Comment Period for QPAM Exemption Change
A third comment period will remain open until April 6.
Assistant Secretary Gomez Explains Upcoming EBSA Priorities
Effective disclosure, SECURE 2.0 and ESG are at the top of EBSA’s short-term agenda, according to EBSA Head Lisa Gomez.
Public Hearing Exposes Discord on QPAM Rule Implementation
A DOL public hearing held Thursday on the new QPAM Rule proposal highlighted concerns about foreign convictions and non-prosecution agreements...