BlackRock Reorganizes Public Policy Unit
Samantha DeZur was promoted to head of U.S. public policy as part of the changes.
Tag: regulation
Vanguard to Pay FINRA $800,000 for Money Market Errors
The firm cited ‘technical’ issues in a letter of acceptance for overstating projections for 8.5 million accounts.
Retirement Industry to SEC: Kill Swing Pricing Mandate
Industry groups, including ERIC, SPARK and ICI, argue that a proposed mutual fund pricing rule popular in the EU would...