Compliance | July 16th, 2024 Insurers Continue Effort for Retirement Security Rule Injunction Nine insurance industry organizations and representatives have responded to the DOL’s rebuttal of the groups’ litigation against the rule as...
Compliance | July 10th, 2024 Legislation to Overturn Fiduciary Rule Advances Through House Committee The House Committee on Education and the Workforce voted 23 to 18 to nullify the Retirement Security Rule.
Compliance | July 1st, 2024 What Does the End of Chevron Deference Mean for the DOL? It could mean more lawsuits and overturned rules related to retirement plans.
Compliance | July 1st, 2024 Non-Insurer Plaintiffs Join ACLI in Fiduciary Rule Lawsuit FSI and SIFMA are also asking for the Retirement Security Rule to be vacated.
Compliance | June 26th, 2024 CFP Board Continues DOL Fiduciary Rule Support With Court Filing The group that certifies financial professionals argues that the new rule will cover important regulatory gaps and not hinder investment...
Compliance | June 20th, 2024 DOL Pushes Back on Fiduciary Rule Challenge The regulator filed a brief in federal court supporting the final rule.
Administration | June 5th, 2024 PSNC 2024: Lisa Gomez Talks Cybersecurity, AI, Retirement Security Rule The Department of Labor remains focused on creating a missing participants database, as well as providing guidance on cybersecurity and...
Compliance | May 24th, 2024 DOL’s Retirement Security Rule Challenged by Insurance Industry Associations The 9 organizations tell a Texas federal court that the new fiduciary rule “exceeds the DOL’s authority under federal law”...
Compliance | May 23rd, 2024 EBSA Official Expresses Confidence in Legal Strength of Retirement Security Rule Timothy Hauser explained in an ABA webinar that the new fiduciary rule is different from the old one and compliant...
Compliance | May 15th, 2024 Bills to Nullify the Retirement Security Rule Proposed in Congress Companion bills in the House and Senate have been introduced by Republicans and Senator Manchin that would cancel the DOL’s...
Compliance | May 8th, 2024 DOL May Not Have the Authority Over IRAs It Thinks It Has Critics of the Retirement Security Rule argue that at a minimum, DOL cannot regulate IRA to IRA rollovers.
Compliance | May 6th, 2024 Investment Menu Design Under DOL’s Retirement Security Rule Supporters of the rule argue that plan fees should fall, especially for smaller sponsors.
Compliance | May 3rd, 2024 Fiduciary Rule Lawsuit Leans on Past Court Strike-Down An advocacy group for independent insurance advisers alleges the DOL’s Retirement Security Rule is similar to a proposal struck down...
Compliance | April 8th, 2024 EBSA Head Lisa Gomez Says DOL Continues Honing Retirement Security Rule Department is focused on several areas, including the need for clarity around when a participant educator is crossing the line...