Compliance | November 22nd, 2021 SEC Proposes Rule to Increase Securities-Lending Market Transparency The Dodd–Frank Act mandated that the agency increase transparency regarding the loaning or borrowing of securities for brokers, dealers and...
Investing | October 30th, 2020 Institutional Investors Say ESG Factors Can Be Applied to Securities Lending However, a survey found that securities lending needs to evolve in order to integrate investors’ ESG principles with their securities...
Compliance | August 16th, 2019 Brokers Charged With Improper Handling of ADRs Cantor Fitzgerald & Co. and BMO Capital Markets Corporation will pay to settle charges of improper handling of "pre-released" American...
Products | August 15th, 2019 Investment Product and Service Launches Northern Trust enhances securities lending offering; Global X adds ETF suite to Model Market Center; and Cohen & Steers makes...
Products | April 11th, 2019 Investment Product and Service Launches Finadium builds database of securities lending mutual funds and ETFs; OneAmerica, Russell Investments managed accounts consider outside retirement assets; and...