Compliance | December 1st, 2023 New DOL Proxy Voting Rules Take Effect Friday The new rules will require managers to obtain consent for their investment policy.
Compliance | November 2nd, 2023 Judiciary Committee Targets Net-Zero and Decarbonization Nonprofit House Republicans have ordered the CEO of As You Sow, a shareholder representative committed to reducing carbon emissions, to testify...
Compliance | July 14th, 2023 Republicans Take Aim at Proxy Voting Firms Congressional Republicans allege that proxy firms give advice based on political preferences, not investors' financial interest.
Compliance | June 28th, 2023 House Republicans Call for More Transparency in ESG and Proxy Voting Republicans focus on the environmental aspect of ESG in a recently published report on Republican policy goals concerning investor activism.
Compliance | June 7th, 2018 SEC Seeks Comments on Fund Disclosures and the Fees Charged for Them The agency also adopted a new rule allowing fund companies to share information via the Internet.