Compliance | August 29th, 2024 SEC Backs Down on Swing Pricing The regulator’s decision provides relief to mutual fund managers, despite some added reporting amendments.
Compliance | July 10th, 2024 SEC to Re-Propose Swing Pricing The new proposal is likely to emerge in 2025.
Compliance | May 23rd, 2024 SEC Might Drop Swing Pricing from Mutual Fund Liquidity Proposal Instead, they would likely adopt liquidity fees, though Chair Gensler did not say so explicitly.
Compliance | September 14th, 2023 Lawmakers From Both Parties Call on SEC to Withdraw Swing Pricing Rule Opponents say the proposed regulation on mutual funds would create a two-tiered system that disadvantages retail and retirement investors.
Compliance | June 27th, 2023 House Democrats Say Swing Pricing Would Hurt West Coast Investors This has been a concern among Democrats for months and adds to Republicans’ already significant opposition to the proposal.
Compliance | May 26th, 2023 Swing Pricing Protects Investors From Dilution, Gensler Says SEC Chairman Gary Gensler offered a spirited defense of the swing pricing proposal in a conversation with ICI’s Eric Pan.
Compliance | May 10th, 2023 Swing Pricing Proposal Should Be Defunded, House Republicans Say The chairman of the House Committee on Financial Services, Patrick McHenry, says the swing-pricing rule would hurt investors, especially because...
Compliance | April 20th, 2023 House Republicans Air SEC Grievances at Oversight Hearing The SEC proposal on swing pricing criticized for potential harm to retirement investors, especially those located in the West.
Compliance | February 15th, 2023 Retirement Industry to SEC: Kill Swing Pricing Mandate Industry groups, including ERIC, SPARK and ICI, argue that a proposed mutual fund pricing rule popular in the EU would...
Compliance | December 28th, 2022 The SEC Might Mandate Swing Pricing for Most Funds The comment period for the proposal is open until February 4 and would require a hard close, swing pricing and...